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Fiduciary Governance & Stewardship

We offer both ERISA 3(21) and 3(38) fiduciary services.

For clients who select ERISA 3(38) fiduciary protection we will:

Have complete discretion and control over the investment options included in the Plan
Accept the full burden of responsibility for the investment decisions and the related liability

For clients that desire the more limited protection of an ERISA 3(21) fiduciary we will:

Provide investment consulting and advice to the retirement plan committee
Recommend a menu of investment options based on the criteria contained in the investment policy statement
Monitor the investment choices and notify the committee when a change is prudent

For all clients we will:

Assist in formalizing a retirement plan committee
Assist in the development of a "best practices" program and process
Train committee memebers on their fiduciary responsiblities
Monitor and benchmark plan fees for all services providers on an annual basis

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Investment Advisory Services are provided by investment adviser representatives of DR Advisory Services, LLC an S.E.C. registered investment adviser located in the State of New York. For information pertaining to the registration status of DR Advisory Services, LLC please contact the U.S. Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov.